As of the latest Form 4 filed May 18, 2026.
What Ameriprise Financial Inc insiders — officers, directors and 10% owners — have bought and sold in their own stock, straight from their SEC Form 4 filings. Values are shares × the reported transaction price where both are disclosed.
Buys plotted up, sells down; bar height is the disclosed dollar value (shares × reported price). Our Form 4 history is only complete from mid-2026, so early months are sparse — the series fills in as more filings land. Open-market purchases and sales only.
Newest filing first — the 52 most recent filings for AMP.
| Filed | Trade date | Insider | Transaction | Shares | Price | Value | 10b5-1 | Filing |
|---|---|---|---|---|---|---|---|---|
| 2026-05-18 | 2026-05-14 | Smyth Gerard P. EVP & Hd. of Tech. & Serv. Del | SSale | −6.25K | $472.52 | $2.96M | No | Form 4 ↗ |
| 2026-05-18 | 2026-05-14 | Smyth Gerard P., EVP & Hd. of Tech. & Serv. Del | FTax | −1.44K | $471.22 | $677K | No | Form 4 ↗ |
| 2026-05-18 | 2026-05-14 | Smyth Gerard P., EVP & Hd. of Tech. & Serv. Del | MExercise | +2.22K | $165.41 | $367K | No | Form 4 ↗ |
| 2026-05-12 | 2026-05-08 | Sharpe Robert Francis JR Director | SSale | −1.20K | $465.83 | $559K | No | Form 4 ↗ |
| 2026-02-12 | 2026-02-10 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | SSale | −5.00K | $532.08 | $2.66M | No | Form 4 ↗ |
| 2026-02-11 | 2026-02-09 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | SSale | −4.66K | $542.88 | $2.53M | No | Form 4 ↗ |
| 2026-02-11 | 2026-02-09 | Alvero Gumer, PRESIDENT-INSURANCE&ANNUITIES | FTax | −4.95K | $542.78 | $2.69M | No | Form 4 ↗ |
| 2026-02-11 | 2026-02-09 | Alvero Gumer, PRESIDENT-INSURANCE&ANNUITIES | MExercise | +4.87K | $126.89 | $617K | No | Form 4 ↗ |
| 2026-02-11 | 2026-02-09 | Alvero Gumer, PRESIDENT-INSURANCE&ANNUITIES | MExercise | +3.43K | $179.84 | $616K | No | Form 4 ↗ |
| 2026-02-09 | 2026-02-05 | Berman Walter Stanley EXECUTIVE VP AND CFO | SSale | −7.00K | $544.22 | $3.81M | No | Form 4 ↗ |
| 2026-02-06 | 2026-02-04 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | SSale | −15.7K | $548.61 | $8.61M | No | Form 4 ↗ |
| 2026-02-06 | 2026-02-04 | CRACCHIOLO JAMES M, CHAIRMAN AND CEO | SSale | −2.93K | $547.51 | $1.60M | No | Form 4 ↗ |
| 2026-02-06 | 2026-02-04 | CRACCHIOLO JAMES M, CHAIRMAN AND CEO | SSale | −1.78K | $545.76 | $973K | No | Form 4 ↗ |
| 2026-02-06 | 2026-02-04 | CRACCHIOLO JAMES M, CHAIRMAN AND CEO | SSale | −6.89K | $545.04 | $3.75M | No | Form 4 ↗ |
| 2026-02-06 | 2026-02-04 | CRACCHIOLO JAMES M, CHAIRMAN AND CEO | SSale | −4.51K | $543.88 | $2.45M | No | Form 4 ↗ |
| 2026-02-06 | 2026-02-04 | CRACCHIOLO JAMES M, CHAIRMAN AND CEO | SSale | −5.64K | $542.78 | $3.06M | No | Form 4 ↗ |
| 2026-02-06 | 2026-02-04 | CRACCHIOLO JAMES M, CHAIRMAN AND CEO | SSale | −4.24K | $541.46 | $2.29M | No | Form 4 ↗ |
| 2026-02-06 | 2026-02-04 | CRACCHIOLO JAMES M, CHAIRMAN AND CEO | SSale | −7.14K | $540.11 | $3.85M | No | Form 4 ↗ |
| 2026-02-05 | 2026-01-27 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | FTax | −306.00 | $498.33 | $152K | No | Form 4 ↗ |
| 2026-02-05 | 2026-01-27 | MELLOH HEATHER J., EVP AND GENERAL COUNSEL | AAward | +999.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-02-03 | 2026-02-02 | Brockman Dawn M. SVP AND CONTROLLER | AAward | +177.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-02-03 | 2026-02-02 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | AAward | +583.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-02-03 | 2026-02-02 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | AAward | +405.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-02-03 | 2026-02-02 | Davies William EXECUTIVE VP, GLOBAL CIO | AAward | +529.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-02-03 | 2026-02-02 | Smyth Gerard P. EVP & CIO | AAward | +1.01K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-02-03 | 2026-02-02 | Berman Walter Stanley EXECUTIVE VP AND CFO | AAward | +2.79K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-02-03 | 2026-02-02 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | AAward | +1.70K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-02-03 | 2026-02-02 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | AAward | +2.54K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-02-03 | 2026-02-02 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | AAward | +12.0K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-02-03 | 2026-01-31 | Brockman Dawn M. SVP AND CONTROLLER | FTax | −20.00 | $527.19 | $10.5K | No | Form 4 ↗ |
| 2026-02-03 | 2026-01-31 | MELLOH HEATHER J. EVP AND GENERAL COUNSEL | FTax | −46.00 | $527.19 | $24.3K | No | Form 4 ↗ |
| 2026-02-03 | 2026-01-31 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | FTax | −32.00 | $527.19 | $16.9K | No | Form 4 ↗ |
| 2026-02-03 | 2026-01-31 | Davies William EXECUTIVE VP, GLOBAL CIO | DDisposition | −78.07 | $527.19 | $41.2K | No | Form 4 ↗ |
| 2026-02-03 | 2026-01-31 | Smyth Gerard P. EVP & CIO | FTax | −136.00 | $527.19 | $71.7K | No | Form 4 ↗ |
| 2026-02-03 | 2026-01-31 | Berman Walter Stanley EXECUTIVE VP AND CFO | FTax | −423.00 | $527.19 | $223K | No | Form 4 ↗ |
| 2026-02-03 | 2026-01-31 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | FTax | −235.00 | $527.19 | $124K | No | Form 4 ↗ |
| 2026-02-03 | 2026-01-31 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | FTax | −345.00 | $527.19 | $182K | No | Form 4 ↗ |
| 2026-02-03 | 2026-01-31 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | FTax | −1.73K | $527.19 | $912K | No | Form 4 ↗ |
| 2026-01-29 | 2026-01-27 | Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES | FTax | −336.00 | $498.33 | $167K | No | Form 4 ↗ |
| 2026-01-29 | 2026-01-27 | Alvero Gumer, PRESIDENT-INSURANCE&ANNUITIES | AAward | +1.11K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-01-29 | 2026-01-27 | Davies William EXECUTIVE VP, GLOBAL CIO | DDisposition | −935.00 | $498.33 | $466K | No | Form 4 ↗ |
| 2026-01-29 | 2026-01-27 | Davies William, EXECUTIVE VP, GLOBAL CIO | AAward | +1.99K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-01-29 | 2026-01-27 | Smyth Gerard P. EVP & CIO | FTax | −1.11K | $498.33 | $556K | No | Form 4 ↗ |
| 2026-01-29 | 2026-01-27 | Smyth Gerard P., EVP & CIO | AAward | +2.89K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-01-29 | 2026-01-27 | Berman Walter Stanley EXECUTIVE VP AND CFO | FTax | −5.10K | $498.33 | $2.54M | No | Form 4 ↗ |
| 2026-01-29 | 2026-01-27 | Berman Walter Stanley, EXECUTIVE VP AND CFO | AAward | +9.99K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-01-29 | 2026-01-27 | Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES | FTax | −2.55K | $498.33 | $1.27M | No | Form 4 ↗ |
| 2026-01-29 | 2026-01-27 | Sweeney Joseph Edward, PRES-AWM PRODUCTS & SERVICES | AAward | +5.55K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-01-29 | 2026-01-27 | TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT | FTax | −4.17K | $498.33 | $2.08M | No | Form 4 ↗ |
| 2026-01-29 | 2026-01-27 | TRUSCOTT WILLIAM F, CEO, GLOBAL ASSET MANAGEMENT | AAward | +8.66K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-01-29 | 2026-01-27 | CRACCHIOLO JAMES M CHAIRMAN AND CEO | FTax | −18.2K | $498.33 | $9.06M | No | Form 4 ↗ |
| 2026-01-29 | 2026-01-27 | CRACCHIOLO JAMES M, CHAIRMAN AND CEO | AAward | +35.5K | $0.00 | $0.00 | No | Form 4 ↗ |
Insiders — a company’s officers, directors and holders of more than 10% of its stock — must report any trade in that stock to the SEC on a Form 4 within two business days. Each row here is one transaction from those filings.
The transaction code tells you what happened: Purchase (P) and Sale (S) are open-market trades — the ones markets watch most; Award (A) is a granted stock or unit, Option exercise (M) converts options into shares, and Gift (G) is a transfer for no consideration. Awards, exercises and gifts are largely compensation or administrative, not a directional bet.
One caveat on sales: many are made under a Rule 10b5-1 plan scheduled months in advance, so a sale is not automatically a bearish signal. Insider activity is a noisy input — read it alongside the filings, not on its own.
See also AMP’s full analysis or the market-wide insider trading feed. The tabs above jump to AMP’s other SEC data.
Source: SEC Form 4 filings for AMP, parsed from EDGAR. Transaction prices are as reported in the filing — SEC public-domain data, not market quotes. Values are shares × reported price where both are disclosed; grants and gifts often carry no price. A delayed record of what insiders reported, not a live position or a recommendation.
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