As of the latest Form 4 filed Jun 11, 2026.
What Caterpillar Inc insiders — officers, directors and 10% owners — have bought and sold in their own stock, straight from their SEC Form 4 filings. Values are shares × the reported transaction price where both are disclosed.
Buys plotted up, sells down; bar height is the disclosed dollar value (shares × reported price). Our Form 4 history is only complete from mid-2026, so early months are sparse — the series fills in as more filings land. Open-market purchases and sales only.
Newest filing first — the 148 most recent filings for CAT.
| Filed | Trade date | Insider | Transaction | Shares | Price | Value | 10b5-1 | Filing |
|---|---|---|---|---|---|---|---|---|
| 2026-06-11 | 2026-06-10 | WILKINS RAYFORD JR Director | AAward | +211.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-11 | 2026-06-10 | SCHWAB SUSAN C Director | AAward | +211.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-11 | 2026-06-10 | REED DEBRA L Director | AAward | +211.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-11 | 2026-06-10 | Marks Judith Fran Director | AAward | +211.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-11 | 2026-06-10 | MacLennan David Director | AAward | +211.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-11 | 2026-06-10 | KEENE NAZZIC S Director | AAward | +211.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-11 | 2026-06-10 | Johnson Gerald Director | AAward | +211.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-11 | 2026-06-10 | Fish James C Jr Director | AAward | +211.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-05-15 | 2026-05-14 | Johnson Denise C Group President | SSale | −1.60K | $911.92 | $1.46M | No | Form 4 ↗ |
| 2026-05-15 | 2026-05-14 | Johnson Denise C, Group President | SSale | −402.00 | $910.65 | $366K | No | Form 4 ↗ |
| 2026-05-15 | 2026-05-14 | Johnson Denise C, Group President | SSale | −1.57K | $909.70 | $1.43M | No | Form 4 ↗ |
| 2026-05-15 | 2026-05-14 | Johnson Denise C, Group President | SSale | −2.30K | $908.76 | $2.09M | No | Form 4 ↗ |
| 2026-05-15 | 2026-05-14 | Johnson Denise C, Group President | SSale | −1.19K | $907.98 | $1.08M | No | Form 4 ↗ |
| 2026-05-15 | 2026-05-14 | Johnson Denise C, Group President | SSale | −1.49K | $906.73 | $1.35M | No | Form 4 ↗ |
| 2026-05-15 | 2026-05-14 | Johnson Denise C, Group President | SSale | −2.26K | $905.73 | $2.05M | No | Form 4 ↗ |
| 2026-05-15 | 2026-05-14 | Johnson Denise C, Group President | SSale | −1.79K | $904.70 | $1.62M | No | Form 4 ↗ |
| 2026-05-15 | 2026-05-14 | Johnson Denise C, Group President | FTax | −3.47K | $910.55 | $3.16M | No | Form 4 ↗ |
| 2026-05-15 | 2026-05-14 | Johnson Denise C, Group President | MExercise | +16.1K | $196.70 | $3.16M | No | Form 4 ↗ |
| 2026-05-14 | 2026-05-13 | Johnson Denise C Group President | SSale | −2.65K | $910.24 | $2.41M | No | Form 4 ↗ |
| 2026-05-14 | 2026-05-13 | Johnson Denise C, Group President | SSale | −3.55K | $909.46 | $3.22M | No | Form 4 ↗ |
| 2026-05-14 | 2026-05-13 | Johnson Denise C, Group President | FTax | −1.70K | $911.61 | $1.55M | No | Form 4 ↗ |
| 2026-05-14 | 2026-05-13 | Johnson Denise C, Group President | MExercise | +7.90K | $196.70 | $1.55M | No | Form 4 ↗ |
| 2026-05-14 | 2026-05-13 | Schaupp William E Chief Accounting Officer | SSale | −360.00 | $906.00 | $326K | No | Form 4 ↗ |
| 2026-05-12 | 2026-05-11 | Creed Joseph E Chief Executive Officer | FTax | −574.00 | $912.03 | $524K | No | Form 4 ↗ |
| 2026-05-12 | 2026-05-11 | Pambianchi Christine M Chief Human Resources Officer | FTax | −224.00 | $912.03 | $204K | No | Form 4 ↗ |
| 2026-05-12 | 2026-05-11 | Fassino Anthony D. Group President | SSale | −843.00 | $917.73 | $774K | No | Form 4 ↗ |
| 2026-05-12 | 2026-05-11 | Fassino Anthony D., Group President | SSale | −15.4K | $916.75 | $14.2M | No | Form 4 ↗ |
| 2026-05-12 | 2026-05-11 | Fassino Anthony D., Group President | FTax | −5.12K | $918.65 | $4.70M | No | Form 4 ↗ |
| 2026-05-12 | 2026-05-11 | Fassino Anthony D., Group President | MExercise | +21.4K | $219.76 | $4.70M | No | Form 4 ↗ |
| 2026-05-12 | 2026-05-08 | Epley Kyle Joseph Chief Financial Officer | AAward | +515.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-05-07 | 2026-05-06 | De Lange Bob Group President | SSale | −9.75K | $923.47 | $9.01M | No | Form 4 ↗ |
| 2026-05-07 | 2026-05-06 | De Lange Bob, Group President | SSale | −14.5K | $922.55 | $13.3M | No | Form 4 ↗ |
| 2026-05-07 | 2026-05-06 | De Lange Bob, Group President | FTax | −3.88K | $923.38 | $3.59M | No | Form 4 ↗ |
| 2026-05-07 | 2026-05-06 | De Lange Bob, Group President | MExercise | +28.1K | $127.60 | $3.59M | No | Form 4 ↗ |
| 2026-05-07 | 2026-05-06 | Fassino Anthony D. Group President | SSale | −350.00 | $926.83 | $324K | No | Form 4 ↗ |
| 2026-05-07 | 2026-05-06 | Fassino Anthony D., Group President | SSale | −8.80K | $926.23 | $8.15M | No | Form 4 ↗ |
| 2026-05-07 | 2026-05-06 | Fassino Anthony D., Group President | FTax | −2.85K | $925.74 | $2.64M | No | Form 4 ↗ |
| 2026-05-07 | 2026-05-06 | Fassino Anthony D., Group President | MExercise | +12.0K | $219.76 | $2.64M | No | Form 4 ↗ |
| 2026-05-07 | 2026-05-06 | BONFIELD ANDREW R J CFO Emeritus | SSale | −15.7K | $918.71 | $14.4M | No | Form 4 ↗ |
| 2026-05-07 | 2026-05-06 | BONFIELD ANDREW R J, CFO Emeritus | FTax | −7.38K | $920.72 | $6.79M | No | Form 4 ↗ |
| 2026-05-07 | 2026-05-06 | BONFIELD ANDREW R J, CFO Emeritus | MExercise | +3.73K | $332.04 | $1.24M | No | Form 4 ↗ |
| 2026-05-07 | 2026-05-06 | BONFIELD ANDREW R J, CFO Emeritus | MExercise | +7.67K | $338.65 | $2.60M | No | Form 4 ↗ |
| 2026-05-07 | 2026-05-06 | BONFIELD ANDREW R J, CFO Emeritus | MExercise | +11.7K | $253.98 | $2.96M | No | Form 4 ↗ |
| 2026-05-06 | 2026-05-06 | Kaiser Jason Group President | GGift | −294.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-05-06 | 2026-05-05 | Shurman Rodney Michael Group President | SSale | −487.00 | $903.55 | $440K | No | Form 4 ↗ |
| 2026-05-06 | 2026-05-05 | Shurman Rodney Michael, Group President | SSale | −5.15K | $903.14 | $4.65M | No | Form 4 ↗ |
| 2026-05-06 | 2026-05-05 | Shurman Rodney Michael, Group President | MExercise | +5.64K | $253.98 | $1.43M | No | Form 4 ↗ |
| 2026-05-05 | 2026-05-04 | Kaiser Jason Group President | SSale | −5.64K | $883.03 | $4.98M | No | Form 4 ↗ |
| 2026-05-05 | 2026-05-04 | Kaiser Jason, Group President | FTax | −2.27K | $883.50 | $2.01M | No | Form 4 ↗ |
| 2026-05-05 | 2026-05-04 | Kaiser Jason, Group President | MExercise | +7.92K | $253.98 | $2.01M | No | Form 4 ↗ |
| 2026-05-05 | 2026-05-04 | MacLennan David Director | PPurchase | +250.00 | $876.84 | $219K | No | Form 4 ↗ |
| 2026-03-06 | 2026-03-05 | Creed Joseph E Chief Executive Officer | SSale | −120.00 | $721.00 | $86.5K | Yes (planned) | Form 4 ↗ |
| 2026-03-06 | 2026-03-05 | Creed Joseph E, Chief Executive Officer | SSale | −575.00 | $720.10 | $414K | Yes (planned) | Form 4 ↗ |
| 2026-03-06 | 2026-03-05 | Creed Joseph E, Chief Executive Officer | SSale | −585.00 | $719.39 | $421K | Yes (planned) | Form 4 ↗ |
| 2026-03-06 | 2026-03-05 | Creed Joseph E, Chief Executive Officer | SSale | −800.00 | $718.44 | $575K | Yes (planned) | Form 4 ↗ |
| 2026-03-06 | 2026-03-05 | Creed Joseph E, Chief Executive Officer | SSale | −420.00 | $717.01 | $301K | Yes (planned) | Form 4 ↗ |
| 2026-03-06 | 2026-03-04 | Umpleby III Donald J Executive Chairman | FTax | −1.55K | $738.42 | $1.14M | No | Form 4 ↗ |
| 2026-03-06 | 2026-03-04 | Shurman Rodney Michael Group President | FTax | −117.00 | $738.42 | $86.4K | No | Form 4 ↗ |
| 2026-03-06 | 2026-03-04 | Schaupp William E Chief Accounting Officer | FTax | −19.00 | $738.42 | $14.0K | No | Form 4 ↗ |
| 2026-03-06 | 2026-03-04 | Owens Derek Chief Legal Officer | FTax | −338.00 | $738.42 | $250K | No | Form 4 ↗ |
| 2026-03-06 | 2026-03-04 | Creed Joseph E Chief Executive Officer | FTax | −696.00 | $738.42 | $514K | Yes (planned) | Form 4 ↗ |
| 2026-03-06 | 2026-03-04 | Kaiser Jason Group President | FTax | −368.00 | $738.42 | $272K | No | Form 4 ↗ |
| 2026-03-06 | 2026-03-04 | Fassino Anthony D. Group President | FTax | −346.00 | $738.42 | $255K | No | Form 4 ↗ |
| 2026-03-06 | 2026-03-04 | Johnson Denise C Group President | FTax | −346.00 | $738.42 | $255K | No | Form 4 ↗ |
| 2026-03-06 | 2026-03-04 | De Lange Bob Group President | FTax | −393.00 | $738.42 | $290K | No | Form 4 ↗ |
| 2026-03-06 | 2026-03-04 | BONFIELD ANDREW R J Chief Financial Officer | FTax | −449.00 | $738.42 | $332K | No | Form 4 ↗ |
| 2026-03-04 | 2026-03-03 | Umpleby III Donald J Executive Chairman | FTax | −1.59K | $719.13 | $1.14M | No | Form 4 ↗ |
| 2026-03-04 | 2026-03-03 | Schaupp William E Chief Accounting Officer | FTax | −18.00 | $719.13 | $12.9K | No | Form 4 ↗ |
| 2026-03-04 | 2026-03-03 | Shurman Rodney Michael Group President | FTax | −100.00 | $719.13 | $71.9K | No | Form 4 ↗ |
| 2026-03-04 | 2026-03-03 | Owens Derek CLO & General Counsel | FTax | −310.00 | $719.13 | $223K | No | Form 4 ↗ |
| 2026-03-04 | 2026-03-03 | Johnson Denise C Group President | FTax | −337.00 | $719.13 | $242K | No | Form 4 ↗ |
| 2026-03-04 | 2026-03-03 | Kaiser Jason Group President | FTax | −358.00 | $719.13 | $257K | No | Form 4 ↗ |
| 2026-03-04 | 2026-03-03 | Fassino Anthony D. Group President | FTax | −337.00 | $719.13 | $242K | No | Form 4 ↗ |
| 2026-03-04 | 2026-03-03 | De Lange Bob Group President | FTax | −382.00 | $719.13 | $275K | No | Form 4 ↗ |
| 2026-03-04 | 2026-03-03 | BONFIELD ANDREW R J Chief Financial Officer | FTax | −445.00 | $719.13 | $320K | No | Form 4 ↗ |
| 2026-03-04 | 2026-03-03 | Creed Joseph E CEO | FTax | −676.00 | $719.13 | $486K | No | Form 4 ↗ |
| 2026-03-04 | 2026-03-02 | Schaupp William E Chief Accounting Officer | AAward | +102.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-04 | 2026-03-02 | Shurman Rodney Michael Group President | AAward | +1.32K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-04 | 2026-03-02 | Pambianchi Christine M Chief Human Resources Officer | AAward | +1.16K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-04 | 2026-03-02 | Owens Derek CLO & General Counsel | AAward | +1.39K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-04 | 2026-03-02 | Johnson Denise C Group President | AAward | +1.65K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-04 | 2026-03-02 | Kaiser Jason Group President | AAward | +1.65K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-04 | 2026-03-02 | De Lange Bob Group President | AAward | +1.65K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-04 | 2026-03-02 | BONFIELD ANDREW R J Chief Financial Officer | AAward | +1.75K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-04 | 2026-03-02 | Creed Joseph E CEO | AAward | +4.95K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-02-24 | 2026-02-23 | Shurman Rodney Michael Group President | SSale | −2.28K | $759.61 | $1.73M | No | Form 4 ↗ |
| 2026-02-24 | 2026-02-23 | Shurman Rodney Michael, Group President | MExercise | +2.28K | $253.98 | $579K | No | Form 4 ↗ |
| 2026-02-18 | 2026-02-17 | Shurman Rodney Michael Group President | SSale | −1.76K | $763.39 | $1.35M | No | Form 4 ↗ |
| 2026-02-18 | 2026-02-17 | Schaupp William E Chief Accounting Officer | SSale | −972.00 | $764.20 | $743K | No | Form 4 ↗ |
| 2026-02-17 | 2026-02-13 | Fassino Anthony D. Group President | SSale | −7.89K | $776.90 | $6.13M | No | Form 4 ↗ |
| 2026-02-17 | 2026-02-13 | Fassino Anthony D., Group President | FTax | −3.11K | $777.41 | $2.42M | No | Form 4 ↗ |
| 2026-02-17 | 2026-02-13 | Fassino Anthony D., Group President | MExercise | +11.0K | $219.76 | $2.42M | No | Form 4 ↗ |
| 2026-02-13 | 2026-02-12 | Kaiser Jason Group President | SSale | −1.69K | $776.70 | $1.31M | Yes (planned) | Form 4 ↗ |
| 2026-02-13 | 2026-02-11 | De Lange Bob Group President | SSale | −12.5K | $767.08 | $9.59M | No | Form 4 ↗ |
| 2026-02-13 | 2026-02-11 | De Lange Bob, Group President | FTax | −2.49K | $767.64 | $1.91M | No | Form 4 ↗ |
| 2026-02-13 | 2026-02-11 | De Lange Bob, Group President | MExercise | +15.0K | $127.60 | $1.91M | No | Form 4 ↗ |
| 2026-02-12 | 2026-02-10 | De Lange Bob Group President | FTax | −4.01K | $744.83 | $2.99M | No | Form 4 ↗ |
| 2026-02-12 | 2026-02-10 | De Lange Bob, Group President | AAward | +9.05K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-02-12 | 2026-02-10 | Johnson Denise C Group President | FTax | −3.56K | $744.83 | $2.65M | No | Form 4 ↗ |
| 2026-02-12 | 2026-02-10 | Johnson Denise C, Group President | AAward | +9.05K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-02-12 | 2026-02-10 | Creed Joseph E Chief Executive Officer | FTax | −3.37K | $744.83 | $2.51M | No | Form 4 ↗ |
| 2026-02-12 | 2026-02-10 | Creed Joseph E, Chief Executive Officer | AAward | +9.05K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-02-12 | 2026-02-10 | BONFIELD ANDREW R J Chief Financial Officer | FTax | −4.30K | $744.83 | $3.20M | No | Form 4 ↗ |
| 2026-02-12 | 2026-02-10 | BONFIELD ANDREW R J, Chief Financial Officer | AAward | +10.9K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-02-12 | 2026-02-10 | Umpleby III Donald J Executive Chairman | FTax | −13.6K | $744.83 | $10.1M | No | Form 4 ↗ |
| 2026-02-12 | 2026-02-10 | Umpleby III Donald J, Executive Chairman | AAward | +35.0K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-02-12 | 2026-02-10 | Shurman Rodney Michael Group President | FTax | −887.00 | $744.83 | $661K | No | Form 4 ↗ |
| 2026-02-12 | 2026-02-10 | Shurman Rodney Michael, Group President | AAward | +2.47K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-02-12 | 2026-02-10 | Schaupp William E Chief Accounting Officer | FTax | −165.00 | $744.83 | $123K | No | Form 4 ↗ |
| 2026-02-12 | 2026-02-10 | Schaupp William E, Chief Accounting Officer | AAward | +638.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-02-12 | 2026-02-10 | Owens Derek Chief Legal Officer | FTax | −134.00 | $744.83 | $99.8K | No | Form 4 ↗ |
| 2026-02-12 | 2026-02-10 | Owens Derek, Chief Legal Officer | AAward | +514.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-02-12 | 2026-02-10 | Kaiser Jason Group President | FTax | −779.00 | $744.83 | $580K | No | Form 4 ↗ |
| 2026-02-12 | 2026-02-10 | Kaiser Jason, Group President | AAward | +2.47K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-02-12 | 2026-02-10 | Fassino Anthony D. Group President | FTax | −3.56K | $744.83 | $2.65M | No | Form 4 ↗ |
| 2026-02-12 | 2026-02-10 | Fassino Anthony D., Group President | AAward | +9.05K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-02-09 | 2026-02-06 | De Lange Bob Group President | SSale | −22.7K | $720.11 | $16.3M | No | Form 4 ↗ |
| 2026-02-09 | 2026-02-06 | De Lange Bob, Group President | FTax | −5.38K | $721.12 | $3.88M | No | Form 4 ↗ |
| 2026-02-09 | 2026-02-06 | De Lange Bob, Group President | MExercise | +28.0K | $138.35 | $3.88M | No | Form 4 ↗ |
| 2026-02-09 | 2026-02-06 | Fassino Anthony D. Group President | SSale | −6.03K | $722.15 | $4.36M | No | Form 4 ↗ |
| 2026-02-09 | 2026-02-06 | Fassino Anthony D., Group President | FTax | −2.25K | $722.80 | $1.63M | No | Form 4 ↗ |
| 2026-02-09 | 2026-02-06 | Fassino Anthony D., Group President | MExercise | +8.29K | $196.70 | $1.63M | No | Form 4 ↗ |
| 2026-02-05 | 2026-02-04 | De Lange Bob Group President | SSale | −30.00 | $706.28 | $21.2K | No | Form 4 ↗ |
| 2026-02-05 | 2026-02-04 | De Lange Bob, Group President | SSale | −6.82K | $705.70 | $4.81M | No | Form 4 ↗ |
| 2026-02-05 | 2026-02-04 | De Lange Bob, Group President | SSale | −9.22K | $704.42 | $6.50M | No | Form 4 ↗ |
| 2026-02-05 | 2026-02-04 | De Lange Bob, Group President | FTax | −3.93K | $704.04 | $2.77M | No | Form 4 ↗ |
| 2026-02-05 | 2026-02-04 | De Lange Bob, Group President | MExercise | +20.0K | $138.35 | $2.77M | No | Form 4 ↗ |
| 2026-02-04 | 2026-02-02 | Johnson Denise C Group President | SSale | −1.14K | $684.93 | $779K | No | Form 4 ↗ |
| 2026-02-04 | 2026-02-02 | Johnson Denise C, Group President | SSale | −2.26K | $683.90 | $1.54M | No | Form 4 ↗ |
| 2026-02-04 | 2026-02-02 | Johnson Denise C, Group President | SSale | −2.76K | $682.84 | $1.89M | No | Form 4 ↗ |
| 2026-02-04 | 2026-02-02 | Johnson Denise C, Group President | SSale | −2.99K | $681.69 | $2.04M | No | Form 4 ↗ |
| 2026-02-04 | 2026-02-02 | Johnson Denise C, Group President | SSale | −20.1K | $680.76 | $13.7M | No | Form 4 ↗ |
| 2026-02-04 | 2026-02-02 | Johnson Denise C, Group President | SSale | −1.43K | $680.11 | $973K | No | Form 4 ↗ |
| 2026-02-04 | 2026-02-02 | Johnson Denise C, Group President | FTax | −14.6K | $683.39 | $9.95M | No | Form 4 ↗ |
| 2026-02-04 | 2026-02-02 | Johnson Denise C, Group President | MExercise | +45.3K | $219.76 | $9.95M | No | Form 4 ↗ |
| 2026-02-04 | 2026-02-02 | Johnson Denise C, Group President | SSale | −7.41K | $680.11 | $5.04M | No | Form 4 ↗ |
| 2026-02-04 | 2026-02-02 | Johnson Denise C, Group President | SSale | −1.00K | $678.52 | $679K | No | Form 4 ↗ |
| 2026-02-04 | 2026-02-02 | Johnson Denise C, Group President | FTax | −3.40K | $683.39 | $2.32M | No | Form 4 ↗ |
| 2026-02-04 | 2026-02-02 | Johnson Denise C, Group President | MExercise | +11.8K | $196.70 | $2.32M | No | Form 4 ↗ |
| 2026-02-03 | 2026-02-02 | Fassino Anthony D. Group President | SSale | −10.7K | $680.45 | $7.26M | No | Form 4 ↗ |
| 2026-02-03 | 2026-02-02 | Fassino Anthony D., Group President | FTax | −4.33K | $681.45 | $2.95M | No | Form 4 ↗ |
| 2026-02-03 | 2026-02-02 | Fassino Anthony D., Group President | MExercise | +15.0K | $196.70 | $2.95M | No | Form 4 ↗ |
| 2026-02-03 | 2026-02-02 | De Lange Bob Group President | SSale | −16.0K | $682.99 | $10.9M | No | Form 4 ↗ |
| 2026-02-03 | 2026-02-02 | De Lange Bob, Group President | FTax | −4.54K | $683.41 | $3.10M | No | Form 4 ↗ |
| 2026-02-03 | 2026-02-02 | De Lange Bob, Group President | MExercise | +20.5K | $151.12 | $3.10M | No | Form 4 ↗ |
| 2026-01-13 | 2026-01-12 | De Lange Bob Group President | FTax | −473.00 | $621.97 | $294K | No | Form 4 ↗ |
| 2026-01-13 | 2026-01-12 | Johnson Denise C Group President | FTax | −473.00 | $621.97 | $294K | No | Form 4 ↗ |
| 2026-01-13 | 2026-01-12 | Fassino Anthony D. Group President | FTax | −473.00 | $621.97 | $294K | No | Form 4 ↗ |
Insiders — a company’s officers, directors and holders of more than 10% of its stock — must report any trade in that stock to the SEC on a Form 4 within two business days. Each row here is one transaction from those filings.
The transaction code tells you what happened: Purchase (P) and Sale (S) are open-market trades — the ones markets watch most; Award (A) is a granted stock or unit, Option exercise (M) converts options into shares, and Gift (G) is a transfer for no consideration. Awards, exercises and gifts are largely compensation or administrative, not a directional bet.
One caveat on sales: many are made under a Rule 10b5-1 plan scheduled months in advance, so a sale is not automatically a bearish signal. Insider activity is a noisy input — read it alongside the filings, not on its own.
See also CAT’s full analysis or the market-wide insider trading feed. The tabs above jump to CAT’s other SEC data.
Source: SEC Form 4 filings for CAT, parsed from EDGAR. Transaction prices are as reported in the filing — SEC public-domain data, not market quotes. Values are shares × reported price where both are disclosed; grants and gifts often carry no price. A delayed record of what insiders reported, not a live position or a recommendation.
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