As of the latest Form 4 filed Jun 30, 2026.
What Capital Southwest Corporation insiders — officers, directors and 10% owners — have bought and sold in their own stock, straight from their SEC Form 4 filings. Values are shares × the reported transaction price where both are disclosed.
2 different Capital Southwest Corporation insiders made open-market purchases in the last 30 days. When several insiders buy at once it’s a stronger, harder-to-explain-away signal than a single trade — how to read this.
Buys plotted up, sells down; bar height is the disclosed dollar value (shares × reported price). Our Form 4 history is only complete from mid-2026, so early months are sparse — the series fills in as more filings land. Open-market purchases and sales only.
Newest filing first — the 16 most recent filings for CSWC.
| Filed | Trade date | Insider | Transaction | Shares | Price | Value | 10b5-1 | Filing |
|---|---|---|---|---|---|---|---|---|
| 2026-06-30 | 2026-06-30 | Rogers-Windsor Ramona Lynn Director | PPurchase | +210.96 | $23.70 | $5.00K | No | Form 4 ↗ |
| 2026-06-18 | 2026-06-17 | BATTIST CHRISTINE Director | PPurchase | +860.00 | $23.23 | $20.0K | No | Form 4 ↗ |
| 2026-06-10 | 2026-06-10 | Weinstein Joshua S. Senior Managing Director & CIO | FTax | −9.59K | $23.54 | $226K | No | Form 4 ↗ |
| 2026-06-10 | 2026-06-10 | Sarner Michael Scott President and CEO | FTax | −11.7K | $23.54 | $276K | No | Form 4 ↗ |
| 2026-06-10 | 2026-06-10 | Rehberger Chris Chief Financial Officer | FTax | −3.69K | $23.54 | $86.8K | No | Form 4 ↗ |
| 2026-06-10 | 2026-06-09 | Weinstein Joshua S. Senior Managing Director & CIO | AAward | +100K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-10 | 2026-06-09 | Weinstein Joshua S., Senior Managing Director & CIO | FTax | −11.3K | $23.28 | $264K | No | Form 4 ↗ |
| 2026-06-10 | 2026-06-09 | Sarner Michael Scott President and CEO | AAward | +140K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-10 | 2026-06-09 | Sarner Michael Scott, President and CEO | FTax | −13.8K | $23.28 | $320K | No | Form 4 ↗ |
| 2026-06-10 | 2026-06-09 | Rehberger Chris Chief Financial Officer | AAward | +75.0K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-10 | 2026-06-09 | Rehberger Chris, Chief Financial Officer | FTax | −4.49K | $23.28 | $105K | No | Form 4 ↗ |
| 2026-06-05 | 2026-06-05 | Thomas William R III Director | PPurchase | +5.00K | $23.40 | $117K | No | Form 4 ↗ |
| 2026-06-05 | 2026-06-05 | Thomas William R III, Director | SSale | −4.66K | $23.29 | $109K | No | Form 4 ↗ |
| 2026-06-01 | 2026-06-01 | Rogers-Windsor Ramona Lynn Director | PPurchase | +213.00 | $23.42 | $4.99K | No | Form 4 ↗ |
| 2026-03-02 | 2026-02-27 | Sarner Michael Scott President and CEO | PPurchase | +2.69K | $21.90 | $59.0K | No | Form 4 ↗ |
| 2026-02-09 | 2026-02-09 | BATTIST CHRISTINE Director | PPurchase | +600.00 | $23.16 | $13.9K | No | Form 4 ↗ |
Insiders — a company’s officers, directors and holders of more than 10% of its stock — must report any trade in that stock to the SEC on a Form 4 within two business days. Each row here is one transaction from those filings.
The transaction code tells you what happened: Purchase (P) and Sale (S) are open-market trades — the ones markets watch most; Award (A) is a granted stock or unit, Option exercise (M) converts options into shares, and Gift (G) is a transfer for no consideration. Awards, exercises and gifts are largely compensation or administrative, not a directional bet.
One caveat on sales: many are made under a Rule 10b5-1 plan scheduled months in advance, so a sale is not automatically a bearish signal. Insider activity is a noisy input — read it alongside the filings, not on its own.
See also CSWC’s full analysis or the market-wide insider trading feed. The tabs above jump to CSWC’s other SEC data.
Source: SEC Form 4 filings for CSWC, parsed from EDGAR. Transaction prices are as reported in the filing — SEC public-domain data, not market quotes. Values are shares × reported price where both are disclosed; grants and gifts often carry no price. A delayed record of what insiders reported, not a live position or a recommendation.
Research and education only — not financial advice. TENKis not a registered investment adviser or broker-dealer and gives no personalized advice. Every call is impersonal — identical for all users, generated on a schedule from SEC filings plus a delayed/third-party price feed — may be wrong or out of date, and is not a recommendation to buy or sell any security. The operator and an affiliated trading operation may hold or trade the securities TENK rates; see Disclosures. Past performance does not guarantee future results. Do your own research.