As of the latest Form 4 filed Jun 30, 2026.
What Great Elm Capital Corp insiders — officers, directors and 10% owners — have bought and sold in their own stock, straight from their SEC Form 4 filings. Values are shares × the reported transaction price where both are disclosed.
Buys plotted up, sells down; bar height is the disclosed dollar value (shares × reported price). Our Form 4 history is only complete from mid-2026, so early months are sparse — the series fills in as more filings land. Open-market purchases and sales only.
Newest filing first — the 26 most recent filings for GECC.
| Filed | Trade date | Insider | Transaction | Shares | Price | Value | 10b5-1 | Filing |
|---|---|---|---|---|---|---|---|---|
| 2026-06-30 | 2026-06-29 | Great Elm Strategic Partnership I, LLC 10% owner | JOther | −180K | $5.45 | $981K | No | Form 4 ↗ |
| 2025-11-10 | 2025-11-07 | Kaplan Matthew D CEO and President | PPurchase | +19.6K | $7.64 | $150K | No | Form 4 ↗ |
| 2025-09-26 | 2025-09-26 | Great Elm Strategic Partnership I, LLC 10% owner | SSale | −2.31K | $11.45 | $26.5K | No | Form 4 ↗ |
| 2025-09-26 | 2025-09-25 | Great Elm Strategic Partnership I, LLC, 10% owner | SSale | −1.70K | $11.45 | $19.4K | No | Form 4 ↗ |
| 2025-09-23 | 2025-09-23 | Davis Keri CFO | FTax | −2.73K | $11.43 | $31.1K | No | Form 4 ↗ |
| 2025-09-23 | 2025-09-23 | Kleinman Adam M CCO and Secretary | FTax | −1.36K | $11.43 | $15.6K | No | Form 4 ↗ |
| 2025-09-23 | 2025-09-23 | Kaplan Matthew D CEO and President | FTax | −8.21K | $11.43 | $93.9K | No | Form 4 ↗ |
| 2025-09-23 | 2025-09-23 | Great Elm Strategic Partnership I, LLC 10% owner | SSale | −1.49K | $11.45 | $17.1K | No | Form 4 ↗ |
| 2025-09-23 | 2025-09-22 | Great Elm Strategic Partnership I, LLC, 10% owner | SSale | −48.2K | $11.45 | $552K | No | Form 4 ↗ |
| 2025-09-23 | 2025-09-20 | Great Elm Group, Inc. 10% owner | JOther | −63.2K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2025-09-23 | 2025-09-19 | Davis Keri CFO | AAward | +1.41K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2025-09-23 | 2025-09-19 | Davis Keri, CFO | AAward | +3.82K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2025-09-23 | 2025-09-19 | Kleinman Adam M CCO and Secretary | AAward | +156.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2025-09-23 | 2025-09-19 | Kleinman Adam M, CCO and Secretary | AAward | +5.46K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2025-09-23 | 2025-09-19 | Kaplan Matthew D CEO and President | AAward | +1.05K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2025-09-23 | 2025-09-19 | Kaplan Matthew D, CEO and President | AAward | +37.1K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2025-09-23 | 2025-09-19 | Great Elm Group, Inc. 10% owner | JOther | −16.6K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2025-09-19 | 2025-09-19 | Great Elm Strategic Partnership I, LLC 10% owner | SSale | −14.7K | $11.45 | $169K | No | Form 4 ↗ |
| 2025-09-19 | 2025-09-18 | Great Elm Strategic Partnership I, LLC, 10% owner | SSale | −100.00 | $11.45 | $1.15K | No | Form 4 ↗ |
| 2025-09-17 | 2025-09-15 | Great Elm Strategic Partnership I, LLC 10% owner | SSale | −20.9K | $11.45 | $240K | No | Form 4 ↗ |
| 2025-08-27 | 2025-08-26 | Great Elm Strategic Partnership I, LLC 10% owner | SSale | −21.5K | $11.20 | $240K | No | Form 4 ↗ |
| 2025-08-27 | 2025-08-25 | Great Elm Strategic Partnership I, LLC, 10% owner | SSale | −25.7K | $11.20 | $288K | No | Form 4 ↗ |
| 2025-08-22 | 2025-08-22 | Great Elm Strategic Partnership I, LLC 10% owner | SSale | −18.0K | $11.20 | $201K | No | Form 4 ↗ |
| 2025-08-22 | 2025-08-21 | Great Elm Strategic Partnership I, LLC, 10% owner | SSale | −26.7K | $11.20 | $299K | No | Form 4 ↗ |
| 2025-08-20 | 2025-08-20 | Great Elm Strategic Partnership I, LLC 10% owner | SSale | −7.79K | $11.20 | $87.3K | No | Form 4 ↗ |
| 2025-08-20 | 2025-08-18 | Great Elm Strategic Partnership I, LLC, 10% owner | SSale | −363.00 | $11.20 | $4.07K | No | Form 4 ↗ |
Insiders — a company’s officers, directors and holders of more than 10% of its stock — must report any trade in that stock to the SEC on a Form 4 within two business days. Each row here is one transaction from those filings.
The transaction code tells you what happened: Purchase (P) and Sale (S) are open-market trades — the ones markets watch most; Award (A) is a granted stock or unit, Option exercise (M) converts options into shares, and Gift (G) is a transfer for no consideration. Awards, exercises and gifts are largely compensation or administrative, not a directional bet.
One caveat on sales: many are made under a Rule 10b5-1 plan scheduled months in advance, so a sale is not automatically a bearish signal. Insider activity is a noisy input — read it alongside the filings, not on its own.
See also GECC’s full analysis or the market-wide insider trading feed. The tabs above jump to GECC’s other SEC data.
Source: SEC Form 4 filings for GECC, parsed from EDGAR. Transaction prices are as reported in the filing — SEC public-domain data, not market quotes. Values are shares × reported price where both are disclosed; grants and gifts often carry no price. A delayed record of what insiders reported, not a live position or a recommendation.
Research and education only — not financial advice. TENKis not a registered investment adviser or broker-dealer and gives no personalized advice. Every call is impersonal — identical for all users, generated on a schedule from SEC filings plus a delayed/third-party price feed — may be wrong or out of date, and is not a recommendation to buy or sell any security. The operator and an affiliated trading operation may hold or trade the securities TENK rates; see Disclosures. Past performance does not guarantee future results. Do your own research.