As of the latest Form 4 filed Jun 22, 2026.
What LPL Financial Holdings Inc insiders — officers, directors and 10% owners — have bought and sold in their own stock, straight from their SEC Form 4 filings. Values are shares × the reported transaction price where both are disclosed.
Buys plotted up, sells down; bar height is the disclosed dollar value (shares × reported price). Our Form 4 history is only complete from mid-2026, so early months are sparse — the series fills in as more filings land. Open-market purchases and sales only.
Newest filing first — the 27 most recent filings for LPLA.
| Filed | Trade date | Insider | Transaction | Shares | Price | Value | 10b5-1 | Filing |
|---|---|---|---|---|---|---|---|---|
| 2026-06-22 | 2026-06-17 | Jambusaria Aneri Group Managing Director | SSale | −308.00 | $306.00 | $94.2K | Yes (planned) | Form 4 ↗ |
| 2026-06-15 | 2026-06-12 | Gates Greg Group Managing Director | FTax | −232.00 | $295.66 | $68.6K | No | Form 4 ↗ |
| 2026-06-15 | 2026-06-12 | Cohen Marc Eliot Group Managing Director | FTax | −44.00 | $295.66 | $13.0K | No | Form 4 ↗ |
| 2026-06-08 | 2026-06-04 | Thomas Corey E. Director | AAward | +7.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-08 | 2026-06-04 | SCHIFTER RICHARD P Director | AAward | +19.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-08 | 2026-06-04 | Putnam James S Director | AAward | +10.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-08 | 2026-06-04 | Mnookin Allison Director | AAward | +3.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-08 | 2026-06-04 | Glavin William Francis Jr Director | AAward | +15.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-08 | 2026-06-04 | EBERHART PAULETT Director | AAward | +5.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-08 | 2026-06-04 | BERNARD EDWARD C Director | AAward | +4.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-05-08 | 2026-05-07 | Putnam James S Director | GGift | −100.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-04-16 | 2026-04-15 | Audette Matthew J President and CFO | SSale | −106.00 | $332.27 | $35.2K | Yes (planned) | Form 4 ↗ |
| 2026-04-16 | 2026-04-15 | Audette Matthew J, President and CFO | SSale | −595.00 | $331.09 | $197K | Yes (planned) | Form 4 ↗ |
| 2026-04-16 | 2026-04-15 | Audette Matthew J, President and CFO | SSale | −189.00 | $328.34 | $62.1K | Yes (planned) | Form 4 ↗ |
| 2026-04-16 | 2026-04-15 | Audette Matthew J, President and CFO | SSale | −220.00 | $327.45 | $72.0K | Yes (planned) | Form 4 ↗ |
| 2026-04-16 | 2026-04-14 | Audette Matthew J, President and CFO | SSale | −139.00 | $326.16 | $45.3K | Yes (planned) | Form 4 ↗ |
| 2026-04-16 | 2026-04-14 | Audette Matthew J, President and CFO | SSale | −330.00 | $325.00 | $107K | Yes (planned) | Form 4 ↗ |
| 2026-03-26 | 2026-03-24 | Thomas Corey E. Director | AAward | +7.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-26 | 2026-03-24 | SCHIFTER RICHARD P Director | AAward | +19.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-26 | 2026-03-24 | Putnam James S Director | AAward | +10.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-26 | 2026-03-24 | Mnookin Allison Director | AAward | +3.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-26 | 2026-03-24 | Glavin William Francis Jr Director | AAward | +15.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-26 | 2026-03-24 | EBERHART PAULETT Director | AAward | +5.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-26 | 2026-03-24 | BERNARD EDWARD C Director | AAward | +4.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-11 | 2026-03-10 | Cohen Marc Eliot Group Managing Director | SSale | −1.09K | $309.72 | $337K | No | Form 4 ↗ |
| 2026-03-11 | 2026-03-09 | Cohen Marc Eliot, Group Managing Director | SSale | −2.21K | $308.75 | $683K | No | Form 4 ↗ |
| 2026-03-11 | 2026-03-09 | Cohen Marc Eliot, Group Managing Director | MExercise | +2.21K | $77.53 | $171K | No | Form 4 ↗ |
Insiders — a company’s officers, directors and holders of more than 10% of its stock — must report any trade in that stock to the SEC on a Form 4 within two business days. Each row here is one transaction from those filings.
The transaction code tells you what happened: Purchase (P) and Sale (S) are open-market trades — the ones markets watch most; Award (A) is a granted stock or unit, Option exercise (M) converts options into shares, and Gift (G) is a transfer for no consideration. Awards, exercises and gifts are largely compensation or administrative, not a directional bet.
One caveat on sales: many are made under a Rule 10b5-1 plan scheduled months in advance, so a sale is not automatically a bearish signal. Insider activity is a noisy input — read it alongside the filings, not on its own.
See also LPLA’s full analysis or the market-wide insider trading feed. The tabs above jump to LPLA’s other SEC data.
Source: SEC Form 4 filings for LPLA, parsed from EDGAR. Transaction prices are as reported in the filing — SEC public-domain data, not market quotes. Values are shares × reported price where both are disclosed; grants and gifts often carry no price. A delayed record of what insiders reported, not a live position or a recommendation.
Research and education only — not financial advice. TENKis not a registered investment adviser or broker-dealer and gives no personalized advice. Every call is impersonal — identical for all users, generated on a schedule from SEC filings plus a delayed/third-party price feed — may be wrong or out of date, and is not a recommendation to buy or sell any security. The operator and an affiliated trading operation may hold or trade the securities TENK rates; see Disclosures. Past performance does not guarantee future results. Do your own research.