As of the latest Form 4 filed Jun 30, 2026.
What Principal Financial Group Inc insiders — officers, directors and 10% owners — have bought and sold in their own stock, straight from their SEC Form 4 filings. Values are shares × the reported transaction price where both are disclosed.
Buys plotted up, sells down; bar height is the disclosed dollar value (shares × reported price). Our Form 4 history is only complete from mid-2026, so early months are sparse — the series fills in as more filings land. Open-market purchases and sales only.
Newest filing first — the 59 most recent filings for PFG.
| Filed | Trade date | Insider | Transaction | Shares | Price | Value | 10b5-1 | Filing |
|---|---|---|---|---|---|---|---|---|
| 2026-06-30 | 2026-06-26 | Mitchell H Elizabeth Director | AAward | +80.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-30 | 2026-06-26 | RIVERA ALFREDO Director | AAward | +117.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-30 | 2026-06-26 | Richer Clare Stack Director | AAward | +142.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-30 | 2026-06-26 | Pickerell Blair Director | AAward | +281.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-30 | 2026-06-26 | Nordin Diane C Director | AAward | +217.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-30 | 2026-06-26 | Muruzabal Claudio Director | AAward | +100.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-30 | 2026-06-26 | Mills Scott Director | AAward | +253.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-30 | 2026-06-26 | HOCHSCHILD ROGER C Director | AAward | +294.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-30 | 2026-06-26 | Carter Miller Jocelyn Director | AAward | +669.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-30 | 2026-06-26 | Beams Mary E. Director | AAward | +109.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-30 | 2026-06-26 | Auerbach Jonathan Director | AAward | +166.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-30 | 2026-06-26 | Pitz Joel EVP & CFO | AAward | +2.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-30 | 2026-06-26 | Pitz Joel, EVP & CFO | AAward | +234.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-30 | 2026-06-26 | Bhatia Kamal President and CEO - PAM | AAward | +430.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-30 | 2026-06-26 | LITTLEFIELD CHRISTOPHER J President - RIS | AAward | +559.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-30 | 2026-06-26 | Kay Kathleen B EVP-Chief Information Officer | AAward | +398.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-30 | 2026-06-26 | Friedrich Amy Christine President - Benefits & Protect | AAward | +599.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-30 | 2026-06-26 | Cheong Wee Yee President - Asia & Middle East | AAward | +368.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-30 | 2026-06-26 | Agrawal Vivek EVP & Chief Growth Officer | AAward | +234.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-30 | 2026-06-26 | STRABLE-SOETHOUT DEANNA D Chair, President and CEO | AAward | +44.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-30 | 2026-06-26 | STRABLE-SOETHOUT DEANNA D, Chair, President and CEO | AAward | +612.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-30 | 2026-06-26 | McCullum Kenneth A. EVP - Chief Risk Officer | AAward | +73.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-06-15 | 2026-06-12 | STRABLE-SOETHOUT DEANNA D Chair, President and CEO | DDisposition | −4.26K | $111.25 | $474K | Yes (planned) | Form 4 ↗ |
| 2026-06-15 | 2026-06-12 | STRABLE-SOETHOUT DEANNA D, Chair, President and CEO | DDisposition | −26.4K | $110.48 | $2.92M | Yes (planned) | Form 4 ↗ |
| 2026-06-15 | 2026-06-12 | STRABLE-SOETHOUT DEANNA D, Chair, President and CEO | AAward | +16.8K | $62.78 | $1.06M | Yes (planned) | Form 4 ↗ |
| 2026-06-15 | 2026-06-12 | STRABLE-SOETHOUT DEANNA D, Chair, President and CEO | AAward | +13.9K | $62.78 | $872K | Yes (planned) | Form 4 ↗ |
| 2026-06-15 | 2026-06-11 | STRABLE-SOETHOUT DEANNA D, Chair, President and CEO | DDisposition | +19.8K | $110.06 | $2.18M | Yes (planned) | Form 4 ↗ |
| 2026-06-15 | 2026-06-11 | STRABLE-SOETHOUT DEANNA D, Chair, President and CEO | AAward | +2.94K | $62.78 | $185K | Yes (planned) | Form 4 ↗ |
| 2026-06-15 | 2026-06-11 | STRABLE-SOETHOUT DEANNA D, Chair, President and CEO | AAward | +16.8K | $62.78 | $1.06M | Yes (planned) | Form 4 ↗ |
| 2026-06-09 | 2026-06-08 | Brown Timothy W. EVP, General Counsel and Sec | AAward | +22.3K | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-04-30 | 2026-04-30 | Djurasovic George Interim General Counsel | SSale | −0.99 | $99.63 | $98.53 | No | Form 4 ↗ |
| 2026-04-30 | 2026-04-29 | Cheong Wee Yee President - Asia & Middle East | SSale | −1.08K | $101.00 | $109K | No | Form 4 ↗ |
| 2026-04-30 | 2026-04-28 | Djurasovic George Interim General Counsel | SSale | −2.57K | $100.83 | $259K | No | Form 4 ↗ |
| 2026-03-31 | 2026-03-27 | RIVERA ALFREDO Director | AAward | +144.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-31 | 2026-03-27 | Richer Clare Stack Director | AAward | +174.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-31 | 2026-03-27 | Pickerell Blair Director | AAward | +340.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-31 | 2026-03-27 | Nordin Diane C Director | AAward | +264.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-31 | 2026-03-27 | Mitchell H Elizabeth Director | AAward | +100.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-31 | 2026-03-27 | Muruzabal Claudio Director | AAward | +124.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-31 | 2026-03-27 | Carter Miller Jocelyn Director | AAward | +805.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-31 | 2026-03-27 | Beams Mary E. Director | AAward | +134.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-31 | 2026-03-27 | HOCHSCHILD ROGER C Director | AAward | +355.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-31 | 2026-03-27 | Mills Scott Director | AAward | +307.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-31 | 2026-03-27 | Auerbach Jonathan Director | AAward | +203.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-31 | 2026-03-27 | McCullum Kenneth A. EVP - Chief Risk Officer | AAward | +88.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-31 | 2026-03-27 | STRABLE-SOETHOUT DEANNA D Chair, President and CEO | AAward | +52.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-31 | 2026-03-27 | STRABLE-SOETHOUT DEANNA D, Chair, President and CEO | AAward | +680.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-31 | 2026-03-27 | Pitz Joel EVP & CFO | AAward | +3.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-31 | 2026-03-27 | Pitz Joel, EVP & CFO | AAward | +278.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-31 | 2026-03-27 | LITTLEFIELD CHRISTOPHER J President - RIS | AAward | +660.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-31 | 2026-03-27 | Kay Kathleen B EVP-Chief Information Officer | AAward | +469.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-31 | 2026-03-27 | Friedrich Amy Christine President - Benefits & Protect | AAward | +707.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-31 | 2026-03-27 | Djurasovic George Interim General Counsel | AAward | +176.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-31 | 2026-03-27 | Cheong Wee Yee President - Asia & Middle East | AAward | +667.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-31 | 2026-03-27 | Bhatia Kamal President and CEO - PAM | AAward | +509.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-31 | 2026-03-27 | Agrawal Vivek EVP & Chief Growth Officer | AAward | +278.00 | $0.00 | $0.00 | No | Form 4 ↗ |
| 2026-03-25 | 2026-02-09 | Muruzabal Claudio Director | PPurchase | +5.00 | $97.09 | $485.45 | No | Form 4 ↗ |
| 2026-03-25 | 2025-04-21 | Muruzabal Claudio, Director | SSale | −5.00 | $70.05 | $350.25 | No | Form 4 ↗ |
| 2026-03-25 | 2025-01-02 | Muruzabal Claudio, Director | PPurchase | +5.00 | $77.49 | $387.45 | No | Form 4 ↗ |
Insiders — a company’s officers, directors and holders of more than 10% of its stock — must report any trade in that stock to the SEC on a Form 4 within two business days. Each row here is one transaction from those filings.
The transaction code tells you what happened: Purchase (P) and Sale (S) are open-market trades — the ones markets watch most; Award (A) is a granted stock or unit, Option exercise (M) converts options into shares, and Gift (G) is a transfer for no consideration. Awards, exercises and gifts are largely compensation or administrative, not a directional bet.
One caveat on sales: many are made under a Rule 10b5-1 plan scheduled months in advance, so a sale is not automatically a bearish signal. Insider activity is a noisy input — read it alongside the filings, not on its own.
See also PFG’s full analysis or the market-wide insider trading feed. The tabs above jump to PFG’s other SEC data.
Source: SEC Form 4 filings for PFG, parsed from EDGAR. Transaction prices are as reported in the filing — SEC public-domain data, not market quotes. Values are shares × reported price where both are disclosed; grants and gifts often carry no price. A delayed record of what insiders reported, not a live position or a recommendation.
Research and education only — not financial advice. TENKis not a registered investment adviser or broker-dealer and gives no personalized advice. Every call is impersonal — identical for all users, generated on a schedule from SEC filings plus a delayed/third-party price feed — may be wrong or out of date, and is not a recommendation to buy or sell any security. The operator and an affiliated trading operation may hold or trade the securities TENK rates; see Disclosures. Past performance does not guarantee future results. Do your own research.